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#	Item
571	ALABAMA SECURITIES COMMISSION Post Office BoxMontgomery, AlabamaTelephone: (orFax: (Email: Website: www.asc.alabama.gov Add to Reading List Source URL: asc.alabama.gov Language: English - Date: 2013-08-19 15:43:51 Funds Investment Exchange-traded funds Stock market Inverse exchange-traded fund Investor Mutual fund Ponzi scheme Securities fraud Security Investment fund Affinity fraud
572	ALABAMA SECURITIES COMMISSION 770 WASHINGTON AVE, SUITE 570 MONTGOMERY, ALABAMATelephone: (orFax: (Email: Website: www.asc.state.al.us INVESTMEN Add to Reading List Source URL: asc.alabama.gov Language: English - Date: 2013-11-18 14:02:13 Alabama Security Angel investor
573	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.CForm 10-Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Add to Reading List Source URL: www.fgb.net Language: English - Date: 2016-06-01 11:54:18
574	Case 1:16-cvDPW Document 1 FiledPage 1 of 30 UNITED STATES DISTRICT COURT DISTRICT OF MASSACHUSETTS SECURITIES AND EXCHANGE COMMISSION, Add to Reading List Source URL: www.courthousenews.com Language: English - Date: 2016-05-16 16:22:15
575	Provisional Translation Basic Guidelines on Investigation of Market Misconduct I. Basic Concepts 1. Purpose of Investigation of Market Misconduct Investigation of Market Misconduct comprises questioning, on-site inspecti Add to Reading List Source URL: www.fsa.go.jp Language: English - Date: 2014-07-17 04:10:11 Cabinet Office Securities and Exchange Surveillance Commission
576	H. ROne Hundred Seventh Congress of the United States of America AT THE SECOND SESSION Add to Reading List Source URL: iia-ru.ru Language: English - Date: 2007-01-29 02:02:00 U.S. Securities and Exchange Commission 73rd United States Congress United States corporate law United States securities law Auditing Public Company Accounting Oversight Board SarbanesOxley Act Securities Exchange Act Audit committee Securities Act Security Securities regulation in the United States
577	ZAUN_-_FINAL GOLDSTEIN V. SECURITIES AND EXCHANGE COMMISSION GOLDSTEIN V. SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: law.pepperdine.edu Language: English - Date: 2016-01-30 23:35:07
578	NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION, INC. 750 First Street N.E., Suite 1140 Washington, D.C0900 Fax: www.nasaa.org Add to Reading List Source URL: nasaa.cdn.s3.amazonaws.com Language: English - Date: 2015-11-20 09:00:46 Economy Finance Money United States securities law Self-regulatory organizations Crowdfunding Entrepreneurship U.S. Securities and Exchange Commission Financial Industry Regulatory Authority Jumpstart Our Business Startups Act Securities Investor Protection Corporation Broker-dealer
579	Administrative Notice General Dealer Member Rules UMIR Please distribute internally to: Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2015-03-16 14:21:04 Economy Finance Financial regulation Investment Industry Regulatory Organization of Canada Business Canadian Securities Institute U.S. Securities and Exchange Commission Canadian securities regulation Securities Act Bankruptcy Universal Market Integrity Rules Exempt market dealer
580	CONFIDENTIAL FFHSJ DRAFTUNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C Add to Reading List Source URL: www.brookfieldofficeproperties.com Language: English - Date: 2014-09-02 17:38:25 Economy Finance Money Equity securities Stock market Corporate finance Shareholders Preferred stock Common stock Stock Board of directors Dividend

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